R.J. Carr III and Associates

We assist individuals and families in solving the problems that prevent them from achieving and preserving their ideal lifestyle, through comprehensive values based financial planning and investment management services.

Those who do not have a clear vision of what they truly want, simply chase money, with hopes if they get enough they’ll be happy.

Let us assist you in making smart financial decisions that will offer you the best chance of fulfilling your goals. Our goal is to help you create a vision that lets you live your dreams.

Robert J. Carr III Qualfied Plan Consulting

Plan Sponsor Goal To create a process and service model that provides the necessary structure to help them comply with their fiduciary responsibilities and free up their time and resources to focus on their core business.

Participant Goal To educate and stack as many odds as possible in their favor to give them the best chance for retirement success.



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Wealth Vision

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Financial Planning

Retirement Planning
IRA Distribution Planning
Risk Management
Estate Planning
Tax Planning
Trust Services*
401(k) / Profit Sharing
  - Rollovers
Small Business Planning
Education Planning
Income Maximization


Mutual Funds/ETF’s
Concentrated Stock Strategies
Variable Annuities

Qualified Plans/401K

Ongoing Investment Monitoring
Ongoing Investment Recommendations
404© Assistance
Qualified Default Investment Alternative Assistance
Service Provider Liaison
Investment Policy Statement Assistance
Performance Reports
Education Services to the Plan Committee
Participant Enrollment
Participant Education
Plan Search Support/Vendor Analysis
Benchmarking Services
Assistance Identifying Plan Fees
Custom Model Portfolios

*LPL Financial Representives offer access to Trust Services through The Private Trust Company N.A., an affilite of LPL Financial